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Important information

This website is only for use by U.S investors. If you are not a U.S investor, you should not proceed.

Please read this information carefully as it governs your use of this website. If you use this website then you will be agreeing to the terms of use that appear below. By clicking on the 'Proceed' button, you confirm that you have read the following information and accept the terms of use. This information and the terms of use are subject to change at any time without notice.

The contents of this website have been approved by J O Hambro Capital Management Limited (“JOHCM Ltd”), a UK based investment adviser which is authorised and regulated by the UK Financial Conduct Authority. JOHCM Ltd and its wholly owned subsidiary JOHCM (USA) Inc (“JOHCM Inc”) are also both registered with the US Securities and Exchange Commission under the US Investment Advisers Act of 1940.

In this website JOHCM Ltd and JOHCM Inc are collectively referred to as JOHCM.

Products and services

The information contained herein is current at the date of publication, but is subject to change without notice. JOHCM has expressed its own views and opinions on this website, and these may change.

This website is not directed at you if we are prohibited by any law of any jurisdiction from making the information on this site available to you and is not intended for any use that would be contrary to local law or regulation and, accordingly, persons who access it are required to inform themselves of and comply with any such restrictions. Persons interested in acquiring any investment should inform themselves as to: (i) the legal requirements within the countries of their nationality, residence, ordinary residence or domicile for such acquisition; (ii) any foreign exchange control requirement which they might encounter on the acquisition or sale of investments; and (iii) the income tax and other tax consequences which might be relevant to the acquisition, holding or disposal of any investment. None of the information contained on this website is intended to constitute any offer to sell or an invitation or solicitation of an offer to buy any product or service by JOHCM and must not be relied upon in connection with any investment decision. Products or services mentioned on this site are subject to legal and regulatory requirements in applicable jurisdictions and may not be available in all jurisdictions. Nothing in this website should be construed as investment, tax, legal or other advice.

This website gives wider circulation to certain documents and information that may also be available by other means. The Group has used its best efforts to ensure that the information appearing on this site has been properly reproduced and is accurate, but cannot accept responsibility for errors, omissions or inaccuracies. Should there be any discrepancies between documents reproduced on this website and the originals, then the originals will prevail.

An investor should consider the Fund's investment objectives, risks, and charges and expenses carefully before investing or sending any money. This and other important information about the JOHCM Funds can be found in the Fund's Prospectus which can be obtained at www.johcm.com or by calling 866-260-9549 or 312-557-5913. Please read the Prospectus carefully before investing. The JOHCM Funds are advised by J O Hambro Capital Management Limited and distributed through FINRA member Foreside Financial Services, LLC, member FINRA/SIPC.

Risks

The value of an investment and the income from it can go down as well as up and investors may not get back the amount invested. This may be partly the result of exchange rate fluctuations in investments which have an exposure to foreign currencies. You should be aware that past performance is no guarantee of future performance. Specific risks associated with particular investments are detailed on this website and in our printed literature. The investment products and services described in the website may have tax consequences. Any tax reliefs referred to are those currently available and their value depends on the circumstances of the individual investor. You acknowledge that levels and bases of taxation may change, and that JOHCM does not provides tax advice. You should consult your own tax advisor in order to understand the tax consequences of the products and services described in the website

Terms of use

For your convenience, this website contains links to other websites. These links do not constitute any endorsement, sponsorship or approval of the materials appearing in such websites. In accessing these websites you may be proceeding to the website of an organisation that is not regulated. JOHCM has not examined such websites and does not take any responsibility for the contents of such sites or for their services. The information included on this website is published in good faith and, whilst JOHCM has taken all reasonable steps to ensure its accuracy, no warranty express or implied is made by JOHCM as to its accuracy.

Privacy and data protection

Safeguarding Privacy

We recognize and respect the privacy concerns and expectations of our customers and prospective customers. We are committed to maintaining the privacy and security of the personal confidential information we collect about you. The JOHCM Privacy Statement can be found on our website or please contact [email protected].

We provide this notice so that you will know what kinds of information we collect and the circumstances in which that information may be disclosed to third parties in relation to our US business.

Information we collect and sources of information

We collect nonpublic personal information about our customers from the following sources:

Information we share with service providers and others

We may disclose all non-public personal information we collect, as described above, to companies that perform services on our behalf, including those that assist us in responding to inquiries, processing transactions, preparing and mailing account statements and other forms of shareholder services, provided they use the information solely for these purposes and they enter into a confidentiality agreement regarding the information. We also may disclose non-public personal information as otherwise permitted by law.

Safeguarding customer information

We will safeguard, according to federal standards of security and confidentiality, any non-public personal information our customers share with us. We require our service providers

We will adhere to the policies and practices described in this notice regardless of whether you are a current or former customer.

Ownership

This website and each of its components and the pages are the property of JOHCM. Any attempt by any person to damage this site or undermine its operation may be a violation of criminal or civil laws. JOHCM reserves the right to seek remedy from any such person to the full extent of the law. J O Hambro is a registered trademark owned by and used under licence from Barnham Broom Holdings Limited. JOHCM® is owned by JOHCM Ltd.

JOHCM Ltd is a private limited company incorporated in England and Wales with Registered No. 2176004. Its registered office and principal place of business is Level 3, 1 St James's Market, London SW1Y 4AH, United Kingdom. JOHCM (USA) Inc. is a corporation incorporated in the State of Delaware, USA whose principal place of business is 437 Madison Avenue, 27th Floor, New York, NY 10022, USA.

Copyright 2022, J O Hambro Capital Management Limited. All rights reserved.

This website uses cookies to remember your preferences and help us improve the site. By proceeding, you agree to cookies being placed on your computer. Read our privacy and cookie notices.

Regnan is a trading name of J O Hambro Capital Management Limited (“JOHCM”). JOHCM takes your privacy seriously. This privacy statement contains information on what personal data JOHCM collects, what it does with that information, and what rights you have.  In this document, “JOHCM Group” refers to JOHCM, its subsidiaries, its holding companies and any subsidiaries of such holding companies. If you have any questions or comments, please contact [email protected].

1.    Collection of personal data

JOHCM collects and processes personal data about you including but not limited to:

In some cases, we collect this information from public registers or other third party sources, such as credit reference agencies and fraud prevention agencies and other JOHCM Group entities.

2.    How JOHCM processes personal data

We process personal data for the following purposes:

a)    on-boarding processes, including to verify your identity and to conduct legal and other regulatory compliance checks (for example, to comply with anti-money laundering regulations, and prevent fraud);

b)    managing our relationship with you, including communicating with you in relation to the products and services you provide to us or obtain from us and from our business partners, handling customer service-related queries and complaints;

c)    helping us to learn more about you as a customer or supplier, the products and services you receive or provide, and other products and services you may be interested in receiving or providing;

d)    taking steps to improve our products and services and our use of technology, including testing and upgrading of systems and processes, and conducting market research to understand how to improve our existing products and services or learn about other products and services we can provide;

e)    contacting you about products and services we think will be of interest to you, including those offered by us, JOHCM Group entities, and our other business partners;

f)    meeting our on-going regulatory and compliance obligations, including in relation to disclosures to tax authorities, financial service regulators and other regulatory and governmental bodies, and investigating or preventing crime;

g)    ensuring the safety of our customers, suppliers and other stakeholders; and

h)    for the JOHCM Group’s prudent operational management (including credit and risk management, insurance, audit, systems and products training and similar administrative purposes).

The processing of your personal data may be:

(i)    necessary for our legitimate interests, including our interests in pursuing the purposes in (a) to (h) above and, when we make the disclosures referred to in paragraph 3 below, necessary for providing products and services of a consistently high standard across the JOHCM Group, keeping our customers, suppliers and other stakeholders satisfied, and meeting our accountability and regulatory requirements around the world, in each case provided such interests are not overridden by your privacy interests;

(ii)    necessary for taking steps to enter into or executing a contract with you for the services or products you receive or provide, or for carrying out our obligations under such a contract, such as when we use your data for the purposes in (a), (b) and (c) above;

(iii)    required to meet our legal or regulatory responsibilities, including when we conduct the checks referred to in (a) above and make the disclosures to authorities, regulators and government bodies referred to in (f) above and paragraph 3 below;

(iv)    in some cases, necessary for the performance of a task carried out in the public interest and, when we use special categories of personal data, necessary for establishing, exercising or defending legal claims or where the processing relates to personal data manifestly in the public domain; and

(v)    in limited circumstances, processed with your consent which we obtain from you from time to time such as when you consent to marketing or in the case of special categories of personal data obtained pursuant to our onboarding process.

Where the personal data we collect from you is needed to meet our legal or regulatory obligations or enter into an agreement with you, if we cannot collect this personal data we may be unable to on-board you as a client or supplier.

3.    Recipients of personal data

JOHCM Group entities 

Third Parties

Service providers 

Public or regulatory authorities 

Others 

4.    International transfers of personal data

The recipients referred to above may be located outside the United Kingdom (for example in the US or Australia).  In those cases, except where the relevant country has been determined by the relevant public authority to provide an adequate level of protection, JOHCM requires such recipients to comply with appropriate measures designed to ensure such transfers are permitted under applicable data protection laws.

5.    Retention of personal data

We will retain your personal data for the longer of the period required in order to comply with applicable laws, regulations or regulatory guidance, and the period envisaged within the JOHCM records management retention documentation. The JOHCM Group determines the retention period for documentation with regard to our operational and legal requirements, such as proper account maintenance, facilitating client relationship management, and responding to legal claims or regulatory requests.

6.    Your rights

You have a right to ask JOHCM to rectify inaccurate personal data we collect and process and the right to request restriction of your personal data pending such a request being considered.

Where we process your personal data on the basis of your consent, you have the right to withdraw that consent at any time.   You have a right to ask us to stop processing your personal data, or to request deletion of your personal data – these rights are not absolute, but we will consider your request and respond to you with the outcome. When personal data are processed for direct marketing purposes, your right to object extends to direct marketing, including profiling to the extent it is related to such marketing. You may object to direct marketing by clicking the “unsubscribe” link in any of our marketing emails to you, or by contacting us using the contact details below.

Where we process your personal data on the basis of your consent, or where such processing is necessary for entering into or performing our obligations under a contract with you, you may have the right to request your personal data be transferred to you or to another controller (known as the ‘data portability’ right).  You may also have the right to ask JOHCM for a copy of some or all of the personal data we collect and process about you.

You can exercise the rights set out above by contacting the address at the end of this notice.

7.    Complaints

If you are not satisfied with any aspect of the processing of your personal data by JOHCM, we would like to discuss it with you to understand how we can rectify the issue. However you also have the right to complain to your local data protection supervisory authority. Please see our Complaints page for more information.

8.    Personal data processing for indirect client relationships and prospective clients

From time to time, JOHCM collects and processes personal data on prospective clients in order to assess the suitability of such prospective clients and, where appropriate, contact such prospective clients. This processing is justified on the grounds that it is necessary for the purposes of client prospecting, which is in the legitimate interests of JOHCM.  Where this occurs, JOHCM takes steps to minimise the amount of personal data collected, the duration of retention and will, at the earliest practicable occasion, communicate the nature and content of processing to such individuals.

9.    Cookies

By using our website, you agree that we can place cookies on your device. Cookies are text files containing small amounts of information which are downloaded to your device when you visit a website. Cookies are then sent back to the originating website on each subsequent visit, or to another website that recognises that cookie. Cookies are useful because they allow a website to recognise a user’s device, preferences and generally help to improve your online experience. If you want to restrict or block any of the above cookies, you should do this through the web browser settings for each browser you use and on each device you use to access the internet. Please use the contact details below if you require more information about our use of cookies.

10.    Status of this privacy notice

This privacy statement is a notice explaining what JOHCM does, rather than a document that binds JOHCM or any other party contractually. We reserve the right to amend it from time to time.

If you have any questions about this policy or the use of your personal data, or if you would like to exercise your rights set out in 7 above, please contact: [email protected].

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How Regnan became a
responsible investing pioneer

Key:

Company event

Environmental and historical event

2023

Perpetual Limited (ASX: PPT) assumes full ownership of Pendal Group

2020

Regnan expands into impact investment management, launches rebrand and welcomes a four-person impact investment team.

Read moreRead less

Regnan collaborates with Pendal to launch its first impact fund, the Regnan Credit Impact Trust Regnan launches second impact fund, Regnan Global Equity Impact Solutions fund.

2019

Pendal assumes full ownership of Regnan.

The UN warns that greater effort is needed to channel finance towards the SDGs and goals of the Paris Agreement.

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The financing gap to achieve the SDGs in developing countries is estimated to be $US2.5 – 3 trillion per year.

16-year-old Greta Thunberg becomes the face of a new generation of environmental activism when she is named Time’s “Person of the Year”.

2016

The United Nations establishes the Sustainable Development Goals — a set of 17 global problems that world leaders aim to resolve by 2030 to end poverty, inequality and tackle climate change.

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The SDGs are later adopted as a lens used by the impact investment community to analyse companies making a positive impact on society.

2015

Pendal Group increases ownership of Regnan to 50 per cent.

The Paris Agreement, a landmark environmental accord, is adopted by nearly every nation to address climate change and its negative impacts.

2023

Perpetual Limited (ASX: PPT) assumes full ownership of Pendal Group

2016

The United Nations establishes the Sustainable Development Goals — a set of 17 global problems that world leaders aim to resolve by 2030 to end poverty, inequality and tackle climate change.

Read moreRead less

The SDGs are later adopted as a lens used by the impact investment community to analyse companies making a positive impact on society.

2015

An ocean research expedition maps the “Great Pacific Garbage Patch” — an island of 80kg kilograms of floating plastic debris floating between California and Hawaii.

2014

The UN’s Intergovernmental Panel on Climate Change warns of dire environmental and economic consequences if developed countries do not reduce greenhouse gas emissions.

2012

UN Conference on Sustainable Development Rio+20 Summit marks 20 years since Rio.

2010

MSE merges with Regnan; now operates in Sydney and Melbourne.

BP oil drilling rig Deepwater Horizon explodes in the Gulf of Mexico, causing the biggest spill in the history of ocean oil drilling.

2014

The UN’s Intergovernmental Panel on Climate Change warns of dire environmental and economic consequences if developed countries do not reduce greenhouse gas emissions.

2010

MSE merges with Regnan; now operates in Sydney and Melbourne.

BP oil drilling rig Deepwater Horizon explodes in the Gulf of Mexico, causing the biggest spill in the history of ocean oil drilling.

2009

Copenhagen Climate Change Conference raises climate change policy to the highest political level as 115 world leaders gather to discuss how to constrain carbon and respond to climate change.

2007

BT GAS evolves into Regnan Governance Research & Engagement.

Pendal Group established as a founding part-owner and client.

2006

MSE begins to focus its stock research on material Environmental, Social and Governance factors.

Al Gore’s influential documentary An Inconvenient Truth galvanises attention on the issue of climate change.

The UK government releases the Stern report, the most influential economic report on climate change at the time.

2005

Kyoto Protocol comes into force, legally binding developed countries to achieve goals for greenhouse gas emission reductions.

2003

CSC and BT GAS win prestigious first-tier United Nations Royal Award for Responsible Investment.

2006

MSE begins to focus its stock research on material Environmental, Social and Governance factors.

Al Gore’s influential documentary An Inconvenient Truth galvanises attention on the issue of climate change.

The UK government releases the Stern report, the most influential economic report on climate change at the time.

2003

CSC and BT GAS win prestigious first-tier United Nations Royal Award for Responsible Investment.

2002

World Summit on Sustainable Development in Johannesburg sets targets to reduce poverty and increase access to safe drinking water and sanitation.

2001

Erik Mather leads a team at Westpac to establish BT Governance Advisory Service at the request of the CSC.

BT GAS begins research into corporate and investment governance gaps with the Monash team and develops engagement practices with ASX-listed companies.

Doha World Trade Organization meeting recognises environment and development concerns.

2000

MCEM becomes Monash Sustainability Enterprises (MSE).

UN Millennium Summit: world leaders agrees to eight Millennium Development Goals to combat poverty, hunger, disease, illiteracy, environmental degradation and gender discrimination by 2015.

1999

Third World Trade Organization Ministerial Conference held in Seattle amid demonstrations as thousands to the streets in the first anti-globalisation protests.

2000

MCEM becomes Monash Sustainability Enterprises (MSE).

UN Millennium Summit: world leaders agrees to eight Millennium Development Goals to combat poverty, hunger, disease, illiteracy, environmental degradation and gender discrimination by 2015.

1997

MCEM begins working with Westpac’s Erik Mather to focus on investment markets.

1997

UN General Assembly warns of lack of progress implementing Earth Summit’s Agenda 21.

Kyoto Protocol on greenhouse gases is agreed.

1996

The seed for Regnan is planted when the superannuation fund now known as Commonwealth Superannuation Corporation (CSC) asks Monash University to investigate the business impact of environmental issues.

Monash University establishes a commercial enterprise focused on environmental risk, initially known as Monash Centre for Environmental Management (MCEM).

1992

Earth Summit, the United Nations Conference on Environment and Development is held in Rio de Janeiro. Agreements on Agenda 21 action plan and Framework Convention on Climate Change.

UN Millennium Summit: world leaders agrees to eight Millennium Development Goals to combat poverty, hunger, disease, illiteracy, environmental degradation and gender discrimination by 2015.

1989

The Exxon Valdez tanker spills 11 million gallons of oil over 1300 square miles of ocean with oil — the biggest oil spill in US history.

1988

International Panel on Climate Change is founded to monitor scientific progress on global warming.

1997

UN General Assembly warns of lack of progress implementing Earth Summit’s Agenda 21.

Kyoto Protocol on greenhouse gases is agreed.

1992

Earth Summit, the United Nations Conference on Environment and Development is held in Rio de Janeiro. Agreements on Agenda 21 action plan and Framework Convention on Climate Change.

UN Millennium Summit: world leaders agrees to eight Millennium Development Goals to combat poverty, hunger, disease, illiteracy, environmental degradation and gender discrimination by 2015.

1988

International Panel on Climate Change is founded to monitor scientific progress on global warming.

Regnan’s history is a tale of a pioneering partnership that began with an unconventional and forward-thinking request from the superannuation fund we now know as Commonwealth Superannuation Corporation (CSC), a ground-breaking response from investment house Pendal (formerly BT Investment Management) and an innovative process built under the exacting standards of Monash University.

In 1996 Monash University established a commercial enterprise with a focus on environmental risk, initially known as Monash Centre for Environmental Management (MCEM) and later as Monash Sustainability Enterprises (MSE). The group began working with Erik Mather, who was involved in developing early sustainable investment products for Westpac Investment Management.

By the early 2000s, this team and its clients were becoming more concerned about value destruction attributable to poor corporate governance, disregard for the importance of licence to operate and inattention to the financial consequences of environmental risks.

It was apparent some of these factors lay beyond the reach of traditional investment research and investment practice.

With outcomes for its members in mind, CSC drove and funded the establishment of BT Governance Advisory Service (BT GAS) in 2001 under Erik Mather. Mather would go on to be the founding managing director of Regnan.

ON behalf of CSC, BT GAS began working with the Monash team to research corporate and investment governance gaps, deploying this via an innovative overlay service.

BT GAS developed engagement practices with ASX-listed companies in a constructive manner to drive improvements in areas as diverse as audit arrangements, executive pay, environmental disclosures and workplace safety.

In 2003, CSC (then ARIA) and BT GAS were among only three worldwide recipients of a prestigious first-tier United Nations Royal Award for Responsible Investment for this pioneering model.

In 2007, BT GAS re-launched as Regnan – Governance Research & Engagement after its ownership had expanded to several institutional investor clients (including HESTA and VFMC).

At this time, Regnan also packaged its proprietary research for fund managers to use in their own investment processes.

The Monash partnership had resulted in a significant capability in evaluating the relationship of environmental, social and governance (ESG) factors to investment value. In 2010, the Monash team merged with Regnan.

Regnan’s business evolved to a stage where it made sense to combine our ESG research, engagement and advisory capabilities with Pendal’s fundamental research capabilities to deliver improved outcomes for clients. This led to Pendal acquiring the remaining 50 per cent of Regnan in February 2019.

In late 2019 Regnan leveraged this deep experience in sustainable investing to expand into responsible investment funds management.

Regnan initially worked with Pendal to launch the Regnan Credit Impact Trust, a defensive investment strategy that invests in social and green bonds.

In 2020 Regnan welcomed a four-person, London-based impact investment team and launched the Regnan Global Equity Impact Solutions Strategy.

Today, Regnan offer strategies that combine positive impact with attractive returns while also delivering its highly regarded research and stewardship services through a team of professionals in Sydney and Melbourne.

In addition to our well-established research and engagement services, Regnan now offers responsible investment advisory to make the team’s observations and insights, gathered over many years, available to a broader audience of responsible investors.

We also extend our sincere thanks to CSC, VFMC, HESTA and Catholic Super whose leadership and strong support for investment stewardship, alongside Pendal, has helped Regnan secure positive outcomes on ESG issues in corporate Australia on behalf of fund members and the wider community since 2007.

Regnan Global Equity Impact Solutions Fund

This fund is distributed in Australia via Pendal and in the UK, Europe and other countries via J O Hambro Capital Management.

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